Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony James Noble | 4894797 | 1 | 08/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren Edward Watson | 4390369 | 2 | 06/12/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Steven Eberts | 4898794 | 1 | 05/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mohammed Marwan Iftaiha | 4686313 | 1 | 03/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Lawrence Nelson | 6451323 | 1 | 03/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Justin Lerner | 5413511 | 2 | 03/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kiley Milton Hard | 6327891 | 1 | 03/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason John Potasnik | 3250782 | 1 | 03/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Ford Stoner | 6105538 | 1 | 03/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeromy Andrew Park | 4683760 | 1 | 02/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |