Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Ann Pratt | 5118234 | 12 | 03/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Bassow | 1293561 | 7 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Harvey Lawrence | 1943557 | 2 | 03/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Cade Hoskins | 6277263 | 2 | 03/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eli Sidman | 6869304 | 1 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Raymond Linska | 1360845 | 1 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Alan Mertins | 1600232 | 1 | 02/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Kugel | 6637223 | 1 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas L Tousignant | 5137431 | 2 | 01/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Vigil | 5265026 | 2 | 01/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |