Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Lynn Jensen | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Orth | 6651437 | 1 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Azure Lynn Bradger | 7368400 | 4 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Morrison | 6609369 | 3 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Andrew Ragule | 1548185 | 2 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Ann Pratt | 5118234 | 12 | 07/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meghan Raeann Cady | 5759805 | 3 | 07/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Ann Pratt | 5118234 | 12 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Langston | 1364931 | 7 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |