Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Paul Nagel | 2214994 | 1 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Vamvaketis | 2444211 | 2 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Andrew Ragule | 1548185 | 4 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Castillo | 4215975 | 2 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armand Joseph Fisher | 1528479 | 11 | 09/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Awuor Obiero-Odhiambo | 4779972 | 2 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morteza Karimian | 1991107 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Adams | 4956523 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dari Dariush Rachedi | 1916745 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |