Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cabell Brooking Birdsong | 21850 | 6 | 01/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Glenn Emerson | 1076825 | 2 | 10/07/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Austin McCarthy | 5211123 | 2 | 06/01/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis William McRoberts | 812207 | 1 | 05/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Guard | 1055460 | 4 | 12/13/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 12/15/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 04/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 06/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 08/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 12/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |