Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cabell Brooking Birdsong | 21850 | 6 | 02/23/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Armand Santini | 1604617 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Costello | 1242871 | 4 | 10/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Anthony Ryniec | 408471 | 1 | 10/10/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Mednick | 2700777 | 2 | 10/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 01/09/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Utter | 600105 | 5 | 12/16/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Mecklenburg | 726227 | 4 | 11/17/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Dubois | 1468923 | 4 | 11/10/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Kasten | 1009160 | 6 | 10/20/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |