Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Douglas Rees | 1304147 | 1 | 07/31/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen A Reimer | 1142002 | 1 | 07/08/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Peckham Angell | 1280103 | 1 | 04/08/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Cappelli | 2504165 | 2 | 02/11/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Key Golson | 1457878 | 1 | 01/16/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Gordon Graham | 1173717 | 1 | 01/16/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Mecklenburg | 726227 | 4 | 01/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Utter | 600105 | 5 | 12/28/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Lynn Stetzko | 2499277 | 1 | 08/24/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Cappelli | 2504165 | 2 | 06/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |