Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Franklin Walker | 1172857 | 2 | 03/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Ken Hanson | 2155950 | 1 | 02/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Utter | 600105 | 5 | 10/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Robert Hedrick | 1061047 | 3 | 09/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Lee Jeter | 1339374 | 3 | 08/27/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Antony Sexter | 859088 | 2 | 07/02/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Hoover Horning | 250313 | 3 | 04/14/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Chitwood | 2083895 | 3 | 03/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jody John Otto | 1587943 | 1 | 03/05/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Klimis | 861696 | 1 | 10/15/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |