Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Riley Charles Moring | 5557869 | 1 | 03/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 02/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Hunter Hickam | 2514046 | 3 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Hunter Hickam | 2514046 | 3 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Hunter Hickam | 2514046 | 3 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven James Hill | 6491600 | 1 | 09/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip William Salleme | 3126170 | 1 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfonso J Cumplido | 5844854 | 2 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |