Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Hoover Horning | 250313 | 3 | 08/22/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Oneal Davis | 2738222 | 1 | 08/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl Leigh Richardson | 2079346 | 1 | 05/13/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Rose Limoges | 734263 | 3 | 04/16/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Edmond Winston | 724171 | 1 | 03/20/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vicki Jean Balhoff | 1246911 | 1 | 03/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas William Arre | 1839986 | 1 | 02/21/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Eugene Rucker | 2361033 | 1 | 01/25/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Collins | 1670675 | 3 | 05/03/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Cline | 1350020 | 2 | 05/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |