Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lanny Keith Marks | 1465731 | 1 | 08/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Micky W Poncsak | 3145956 | 2 | 07/14/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Micky W Poncsak | 3145956 | 2 | 04/07/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Clement Sherer | 1431750 | 1 | 01/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Delbert Mark Fellner | 2357961 | 4 | 01/15/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Michael Ovsak | 2094974 | 1 | 11/22/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Bert Tucker | 2162015 | 3 | 11/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Lloyd Anderson | 1577547 | 2 | 10/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis P Gallagher | 2254783 | 4 | 10/08/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Warren Miller | 805030 | 3 | 09/20/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |