Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Clark Gossling | 2545451 | 2 | 06/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Branch Laneave | 1379157 | 2 | 04/13/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robert Page | 1638729 | 7 | 03/30/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Rose Limoges | 734263 | 3 | 03/12/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David James Kelly | 2142978 | 2 | 01/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glen Hill | 3026108 | 6 | 09/03/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miles Leigh Ball | 1610124 | 1 | 06/23/1998 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Rose Limoges | 734263 | 3 | 06/19/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Andrew Johnson | 1918189 | 2 | 11/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Michael Wake | 1015252 | 2 | 08/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |