Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Reuel Kramer | 1465416 | 12 | 07/03/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Donovan Puls | 2671882 | 1 | 04/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark George Whitehouse | 1064407 | 2 | 03/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rudi Richard Hoffman | 1172103 | 2 | 03/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Brandenburg | 1000539 | 11 | 10/29/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William John Friess | 814694 | 1 | 10/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Todd Benoit | 1583587 | 3 | 10/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rudi Richard Hoffman | 1172103 | 2 | 12/26/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Del Lewis | 1536877 | 2 | 12/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Arlan Corley | 800781 | 2 | 11/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |