Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Reuel Kramer | 1465416 | 12 | 05/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff van Ittersum | 1060059 | 2 | 02/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Wahl-Taylor | 5746469 | 1 | 02/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Caltabilota | 2748832 | 3 | 02/10/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Gillham | 2708200 | 2 | 01/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 12/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott David Kinderman | 2103939 | 2 | 12/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Henry Phillips | 1021928 | 2 | 11/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 10/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Gillham | 2708200 | 2 | 10/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |