Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Foster Wilkinson | 2156376 | 4 | 07/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alston Hall Killen | 705549 | 3 | 07/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Reuel Kramer | 1465416 | 12 | 06/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Connor | 2602637 | 4 | 04/29/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Robert Heilbuth | 1457625 | 2 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Andre Geels | 2191580 | 1 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gus Leno Andrews | 2362417 | 5 | 04/05/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alston Hall Killen | 705549 | 3 | 03/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Samuel Sinetar | 2656375 | 1 | 02/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Abraham Witte | 811358 | 4 | 01/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |