Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil David Chonofsky | 2498401 | 1 | 08/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Manuel Fitzgerald | 2149097 | 1 | 08/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Duaine Arbeiter | 1315766 | 4 | 06/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Clinton Young | 2582064 | 1 | 06/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bobb Arthur Meckenstock | 1152284 | 3 | 04/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Ochlan | 2949140 | 1 | 02/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Foster Wilkinson | 2156376 | 4 | 12/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Allen Bruce | 3066498 | 1 | 12/08/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Essam Wafik Ibrahim | 2873500 | 1 | 06/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Strube | 4407032 | 2 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |