Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Alan Zoerner | 4681426 | 1 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Christopher Nori | 2505172 | 2 | 08/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Schneider | 2510211 | 1 | 07/23/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Thomas Price | 1671083 | 1 | 04/08/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Cline | 1350020 | 2 | 03/18/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Carlos Lacey | 4312702 | 3 | 01/23/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 01/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Contillo | 1525574 | 1 | 12/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Williams | 3087614 | 2 | 12/24/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas P Taverna | 2080292 | 4 | 12/06/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |