Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cory Todd Schmelzer | 2822157 | 1 | 10/28/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 10/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Windall Lancaster | 2603422 | 2 | 09/28/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Myron Anthony Owens | 1928140 | 2 | 09/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bobb Arthur Meckenstock | 1152284 | 3 | 08/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Eugene Sautter | 1440761 | 4 | 08/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Kjorsvik | 3105224 | 1 | 07/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 05/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Beverley Smith Bouchard | 2957671 | 1 | 05/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 12/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |