Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas P Taverna | 2080292 | 4 | 10/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Christopher Nori | 2505172 | 2 | 09/15/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Todd Cartwright | 4287303 | 3 | 08/03/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Dewolfe | 2687260 | 1 | 06/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Strube | 4407032 | 2 | 05/17/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Scott McCash | 2692833 | 1 | 05/11/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Povinelli | 1326492 | 4 | 05/09/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 01/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Blunk | 2011245 | 7 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Van Alan Mays | 4358167 | 1 | 11/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |