Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Duke Hunt | 2486314 | 2 | 11/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Ann Crimmins | 5413966 | 1 | 09/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Boyd Mulvihill | 1219059 | 2 | 07/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph E Barnas | 4670017 | 1 | 06/21/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Deves | 1965214 | 1 | 06/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Deves | 1964973 | 1 | 06/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amato | 1651910 | 1 | 06/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Blunk | 2011245 | 7 | 01/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 01/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Ross Taitz | 1157988 | 2 | 12/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |