Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Seivert | 1164947 | 5 | 07/23/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 07/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jasper Carl Schanna | 1616434 | 2 | 03/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Martin Surace | 2245712 | 2 | 03/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Myron Anthony Owens | 1928140 | 2 | 12/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stan Russell Hall | 2814722 | 1 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Christopher Liebelt | 1164152 | 3 | 07/29/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew Serati | 1948223 | 1 | 03/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Samuel Licary | 2260106 | 3 | 01/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 11/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |