Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Bird | 2319923 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Harold Oudenne | 2268145 | 1 | 01/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Barrett | 4588162 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Geiger | 1591606 | 2 | 12/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joyce Lillian Flanders | 1518093 | 2 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joyce Lillian Flanders | 1518093 | 2 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Ann Comer | 1014222 | 2 | 12/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marlin Eugene Jung | 1937361 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Paul Charbonneau | 5739614 | 2 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francis P Gallagher | 2254783 | 4 | 11/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |