Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Calvin Seaborn Sumner | 713266 | 6 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristina M Palacios | 2025997 | 1 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rose M Dreiling | 2559463 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |