Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas George Lenze | 306717 | 6 | 05/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lanaya Jean Ewald | 5330939 | 1 | 05/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morteza Karimian | 1991107 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Richard Hutchinson | 2157025 | 1 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Pittman | 6425870 | 6 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Pittman | 6425870 | 6 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Pittman | 6425870 | 6 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Pittman | 6425870 | 6 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Pittman | 6425870 | 6 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Pittman | 6425870 | 6 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |