Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Awuor Obiero-Odhiambo | 4779972 | 2 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Bentley | 6531731 | 2 | 07/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert Joyce | 5593705 | 2 | 06/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coracy | 3141759 | 3 | 05/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ahmad Afzal | 3226532 | 8 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ahmad Afzal | 3226532 | 8 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ahmad Afzal | 3226532 | 8 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Austin Webbert | 5193989 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlin Eugene Jung | 1937361 | 4 | 05/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |