Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandra Dalene Johnson | 3131803 | 1 | 08/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Andrew Pierson | 2503656 | 1 | 07/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Zemore | 4894314 | 2 | 07/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Patrick Lehman | 2019289 | 3 | 06/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Zemore | 4894314 | 2 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Dell Eggman | 3159634 | 2 | 05/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Ryan Bednarik | 6469656 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Ann Tunstall | 3253254 | 1 | 05/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Esther Araya | 1852553 | 1 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Langston | 1364931 | 7 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |