Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scott Menzel | 2592509 | 5 | 11/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Castillo | 4215975 | 2 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Jason Herzog | 2451207 | 5 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coracy | 3141759 | 3 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Jason Herzog | 2451207 | 5 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 10/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Armand Joseph Fisher | 1528479 | 11 | 09/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Jason Herzog | 2451207 | 5 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Alton Dixon | 3007057 | 1 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Fecarotta | 4074226 | 4 | 07/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |