Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armand Joseph Fisher | 1528479 | 11 | 12/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Armand Joseph Fisher | 1528479 | 11 | 12/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Paul Nagel | 2214994 | 1 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Tonkin | 864895 | 1 | 12/14/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Menzel | 2592509 | 5 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beverly Bartholomew | 1932936 | 2 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Ira Gildar | 2282795 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Vamvaketis | 2444211 | 2 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Andrew Ragule | 1548185 | 2 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel D Harris | 1513927 | 4 | 11/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |