Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal James Hebert | 1567237 | 3 | 01/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jeann Brown | 6258499 | 3 | 01/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Jensen | 2740423 | 3 | 01/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jeann Brown | 6258499 | 3 | 01/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jeann Brown | 6258499 | 3 | 01/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Geiger | 1591606 | 2 | 01/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Rose Langley | 6617376 | 1 | 01/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coracy | 3141759 | 3 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Henry Agnello | 2025639 | 1 | 12/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Menzel | 2592509 | 5 | 12/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |