Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Miles McDannald | 5436888 | 1 | 12/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard David Teplitsky | 5427193 | 1 | 12/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Moore | 873685 | 3 | 12/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Joseph Oleary | 3174893 | 3 | 12/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Matthew Larmour | 7203418 | 4 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Matthew Larmour | 7203418 | 4 | 11/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lancer Stacy Cuddy | 3062299 | 1 | 11/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrell Adam Witty | 5278429 | 1 | 11/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amie Elizabeth Fielder | 5135892 | 2 | 10/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Ann Pratt | 5118234 | 12 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |