Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Lynn Reiff | 6897600 | 1 | 05/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Najarian | 1693119 | 2 | 02/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Arthur Pheasant | 1854350 | 1 | 01/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleenann Marie Tannuzzo | 2270159 | 1 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luann Chapmangatts | 2456294 | 1 | 10/12/2022 | Customer Dispute | Final | $2,167,460.00 | $0.00 | See FINRA Report |
| Jason Henry Gatts | 1034283 | 2 | 10/12/2022 | Customer Dispute | Final | $2,167,460.00 | $0.00 | See FINRA Report |