Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Lee Cline | 1350020 | 2 | 05/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Reinert | 373633 | 2 | 08/18/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Blunk | 2011245 | 7 | 06/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Lee Jeter | 1339374 | 3 | 04/22/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Lee Jeter | 1339374 | 3 | 08/27/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Chitwood | 2083895 | 3 | 03/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald J Kerkman | 4254208 | 1 | 05/14/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Armand Santini | 1604617 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Alan Russo | 870130 | 2 | 03/26/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Glenn Emerson | 1076825 | 2 | 10/07/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |