Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Allen Bruce | 3066498 | 1 | 12/08/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence Vincent Plummer | 1110377 | 13 | 12/04/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Carroll | 1204110 | 1 | 03/01/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alston Hall Killen | 705549 | 3 | 07/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alston Hall Killen | 705549 | 3 | 03/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Samuel Sinetar | 2656375 | 1 | 02/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff van Ittersum | 1060059 | 2 | 02/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Wahl-Taylor | 5746469 | 1 | 02/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Caltabilota | 2748832 | 3 | 02/10/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Henry Phillips | 1021928 | 2 | 11/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |