Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracy Ann Crimmins | 5413966 | 2 | 04/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald George Arnholt | 6594123 | 1 | 03/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel de Jesus Rodriguez | 3267480 | 2 | 03/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel de Jesus Rodriguez | 3267480 | 2 | 02/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Gasior | 4823303 | 4 | 02/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ewart T Green | 2639417 | 4 | 01/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Ann Crimmins | 5413966 | 2 | 09/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Blunk | 2011245 | 7 | 01/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Ross Taitz | 1157988 | 2 | 12/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas P Taverna | 2080292 | 4 | 10/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |