Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Vincent Vitellaro | 3134394 | 4 | 08/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Edward Fluet | 2228101 | 2 | 08/06/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Ahmad Afzal | 3226532 | 8 | 07/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Casey Michael Broach | 4731305 | 2 | 07/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harold Duke Hunt | 2486314 | 2 | 07/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Adrien Brule | 1146079 | 8 | 06/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Calvin Seaborn Sumner | 713266 | 6 | 03/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Craig Sandvold | 1571926 | 17 | 01/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel McDermott | 2483480 | 2 | 12/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Howard Goldberg | 4877610 | 1 | 12/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |