Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Powers | 2578640 | 1 | 06/25/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Joseph Moree | 1261164 | 1 | 02/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Makida Felicia Evins | 5831754 | 1 | 02/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas D Flegal | 5772921 | 1 | 12/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Menzel | 2592509 | 5 | 10/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theresa Marie Sell | 5432760 | 1 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tae Chung Kim | 5637680 | 4 | 07/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amie Elizabeth Fielder | 5135892 | 2 | 07/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gordon Eiji Kagawa | 2696384 | 1 | 03/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Di Lorenzo | 4505415 | 1 | 12/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |