Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Molinaro | 1037567 | 3 | 12/10/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Richard Gula | 1662544 | 6 | 09/24/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harender Singh Arora | 1269664 | 4 | 02/24/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael F Piel | 1553610 | 1 | 12/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Franklin Walker | 1172857 | 2 | 11/30/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Eno | 1209077 | 4 | 06/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Frank Cerwin | 1008485 | 4 | 05/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ray Magaziner | 1098594 | 1 | 09/02/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Frederic Arutt | 1335916 | 3 | 05/31/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gloria Helen Homans | 868164 | 2 | 02/27/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |