Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Roy Pond | 1404454 | 3 | 06/23/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Douglas Curtin | 2007519 | 5 | 04/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Wood | 2384874 | 1 | 04/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Lloyd Anderson | 1577547 | 2 | 02/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis P Gallagher | 2254783 | 4 | 12/12/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerry Elton Bolen | 733408 | 4 | 09/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Michael Siverhus | 2091427 | 1 | 09/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michael Liptak | 1161575 | 1 | 05/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Kratzer | 1183244 | 2 | 01/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Raymond Burns | 1931312 | 2 | 01/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |