Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Stephen Radler | 830977 | 2 | 11/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Andrew Johnson | 1918189 | 2 | 03/18/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Klosterman | 2023292 | 2 | 12/06/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Hoover Horning | 250313 | 3 | 10/07/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Edens | 1690695 | 4 | 08/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Bruce Shull | 1304702 | 2 | 07/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Namisnak | 2316549 | 1 | 04/18/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dewey Norman Sink | 1257873 | 1 | 01/23/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Helen Williams | 1014152 | 2 | 12/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anoput Phimmasone | 1837043 | 7 | 06/23/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |