Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Francis van Sumeren | 2154315 | 1 | 07/08/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lori Jean Nelson | 1627344 | 1 | 06/07/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Morris Friedman | 807233 | 5 | 11/19/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Crider Callahan | 2557839 | 1 | 11/04/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angeli Aguila Forster | 1240168 | 2 | 11/03/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Hartland McKeown | 2116798 | 2 | 10/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Curt Edelman | 1691767 | 2 | 09/30/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven John Sell | 2069383 | 5 | 09/15/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alston Hall Killen | 705549 | 3 | 09/11/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Boyden Young Dinan | 4088109 | 1 | 07/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |