Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Smoltino | 4834762 | 1 | 06/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael W Funk | 2657330 | 6 | 06/23/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristie Ann Brong | 4361975 | 1 | 04/25/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Audrey Starr Flamio | 3031183 | 3 | 04/14/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Christopher Plasko | 4466740 | 2 | 04/01/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Dana Boynton | 2347252 | 3 | 06/13/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Duaine Arbeiter | 1315766 | 4 | 04/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Mark Wolfe | 2233933 | 1 | 02/09/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas P Taverna | 2080292 | 4 | 01/12/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Howard Dougherty | 2753847 | 3 | 01/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |