Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Lynn Gudauskas | 1440070 | 1 | 12/06/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Anthony Solis | 2702086 | 3 | 11/24/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Ross Taitz | 1157988 | 2 | 10/01/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex G Yoo | 5287638 | 4 | 09/10/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Brown Whitaker | 2749418 | 3 | 07/26/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Phillip Belsito | 3247530 | 1 | 07/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny James Noles | 2337827 | 2 | 06/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Charles Meyer | 3140931 | 1 | 06/07/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sally Hyunsook Chung | 3119463 | 1 | 05/07/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Delta Francine Jones-Walker | 2398856 | 3 | 02/11/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |