Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Seivert | 1164947 | 5 | 10/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Dewayne Daniel | 5654384 | 1 | 10/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason R Nazzaro | 1916030 | 4 | 09/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Heather Buckridge | 5358140 | 1 | 08/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melissa Star Williams | 4298503 | 1 | 07/28/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Andrew Kilpatrick | 2418838 | 3 | 07/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Mansfield Poore | 2286538 | 2 | 06/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Mansfield Poore | 2286538 | 2 | 06/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mario Livecchi | 5168607 | 1 | 04/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Andrew Kilpatrick | 2418838 | 3 | 03/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |