Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Aaron Newman | 2696585 | 2 | 12/01/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory S Pang | 2465163 | 3 | 10/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Julius Moeschlin | 1367634 | 3 | 08/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Kelvin Springer | 869402 | 2 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Brereton | 2846341 | 1 | 01/28/1998 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jason Neil Goldberg | 2647054 | 5 | 10/07/1997 | Customer Dispute | Denied | $38,135.00 | $0.00 | See FINRA Report |
| Rajvinder Singh Budwal | 2418007 | 2 | 09/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Eberz | 1036172 | 2 | 03/14/1996 | Customer Dispute | Denied | $20,000,000.00 | $0.00 | See FINRA Report |
| Michael Brent Hanson | 1832012 | 3 | 09/12/1985 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |