Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Thomas Russo | 2805759 | 2 | 09/14/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joel Howard Weber | 1717681 | 6 | 08/22/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel V Wilson | 2915046 | 2 | 08/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harris Lawrence Adams | 2872752 | 3 | 07/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory T Charlebois | 4837996 | 1 | 07/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Angelo Dispirito | 2916894 | 3 | 06/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Vamvaketis | 2444211 | 2 | 06/21/2022 | Customer Dispute | Denied | $42,647.90 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 7 | 05/26/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 7 | 05/16/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas L Tousignant | 5137431 | 2 | 05/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |