Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Marie Wilson | 4515321 | 2 | 01/17/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karl James Weizenicker | 1777461 | 1 | 01/09/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lisa Ann Lewis | 3041184 | 1 | 01/06/2023 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Kelly Renee Rose | 2165846 | 1 | 12/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fredrick John Troendle | 2811870 | 1 | 12/23/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Scott Daniel Sorrell | 4993192 | 1 | 11/11/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Emmanuel D Harris | 1513927 | 4 | 11/09/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Lewis McDevitt | 5465484 | 1 | 10/14/2022 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Michael Harris Sears | 2205917 | 4 | 10/06/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony N MacAluso | 5760371 | 3 | 10/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |