Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pete Chris Stamatis | 1914933 | 1 | 10/23/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert W Cowin | 4613859 | 1 | 10/17/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lisa M Jacques | 5440240 | 1 | 10/16/2023 | Customer Dispute | Denied | $75,936.90 | $0.00 | See FINRA Report |
| Marty Valade | 1532673 | 1 | 09/13/2023 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Rhyne | 4524132 | 1 | 07/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Cross | 3025772 | 3 | 07/14/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Albert Beck | 2582002 | 1 | 07/06/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Griffin Woods Barash | 5155858 | 1 | 06/20/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott C Embree | 5720630 | 1 | 05/26/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory George Brown | 2137212 | 1 | 05/25/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |