Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Marie Emma | 4051573 | 3 | 04/04/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Richard Wiley Waddell | 1904270 | 1 | 03/11/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeff Alan Conforti | 1624993 | 1 | 03/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lucille Mae Cueller | 3089802 | 2 | 02/14/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Wilford Bond | 2979826 | 2 | 01/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Beishuizen | 4884554 | 1 | 01/09/2024 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Steven Douglas Voshall | 2018694 | 1 | 12/28/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney David Potratz | 2367896 | 3 | 11/12/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Joseph Schweitzer | 1549389 | 2 | 10/29/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Joseph Aguilera | 2066720 | 1 | 10/23/2023 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |