Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Allan Foster | 2343298 | 4 | 03/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Brent Hanson | 1832012 | 3 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Cheyenne Walker | 729738 | 3 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anubhav Mullick | 6084500 | 1 | 12/06/2017 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Ronald Lee Smith | 706208 | 1 | 11/08/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Miye Taylor Wire | 2053863 | 1 | 11/03/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Terry Dean Cross | 1736280 | 1 | 11/02/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Lawrence Arthur Gekiere | 219438 | 2 | 10/16/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Darryl Storm | 5285065 | 2 | 09/26/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Dwayne Meeks | 2445012 | 1 | 09/19/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |