Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas H Carlson | 4852973 | 1 | 06/29/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glen Allen Davenport | 61367 | 1 | 06/29/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Emanuele Gulino | 4335356 | 1 | 06/25/2018 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Maria Regina Bedoya | 2356229 | 2 | 06/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Mathew Parent | 2147880 | 2 | 06/05/2018 | Customer Dispute | Denied | $5,207.60 | $0.00 | See FINRA Report |
| Rajesh C Laungani | 5247372 | 1 | 05/31/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Stephen Mancuso | 5956516 | 1 | 05/30/2018 | Customer Dispute | Denied | $16,388.50 | $0.00 | See FINRA Report |
| Robert John Fattizzi | 1179366 | 1 | 05/01/2018 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Wesley Bown | 3088814 | 1 | 04/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dawn Alison Strachan | 4323197 | 2 | 04/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |